Account Forms

SogoElite is a division of Genesis Securities LLC. For operational and legal purposes, all forms below are listed under Genesis Securities LLC, as opposed to SogoElite.

These forms are PDF files. You need Adobe Acrobat Reader in order to view them. Click the button to the left for a free download.

Account Opening Forms

Open a Cash & Margin Account

Margin Account Upgrade Form

"How to Open an Account"

Video Tutorial

Account Transfer Forms (ACAT)

Transfer Securities to your SogoElite Account

Transfer securities and/or funds to your SogoElite Account from another brokerage account.
Internal Transfer of Assets

Transfer funds of securities between your SogoTrade and SogoElite Accounts

Deposit and Withdrawal Forms

Funding Instructions

Funding your account with a check or wire transfer.
Check Deposit Form

Instructions for depositing a check into your SogoElite account.
Check Withdrawal Form

To request a check to be mailed to you from your SogoElite account.
Wire Request Form

To request to have funds wired from your SogoElite account to an outside account.

Other Forms

W-9 Form

Use this form to make any changes to your backup withholding status or to correct any errors in your Social Security number.
Foreign Status Account W-8BEN Form

Necessary for all account applicants without a valid U.S. social security or tax ID Number.
Signature Form

Required of all new account holders. This is used to authenticate your future wire and check requests.
Relinquish Form

Request for the Disposition of a Security Position
Transfer on Death Beneficiary Plan Agreement

Used to designate beneficiaries to your account.
Change of Address

Letters of Authorization

Limited Trading Authorization

Authorization limited to cash/margin purchases and sales of securities, security futures, and commodities only.